The Firm routinely represents issuers, underwriters, investment funds and placement agents in public and private offerings of equity, debt and convertible securities offerings, including initial public offerings and secondary offerings. Our attorneys have extensive experience in all areas of regulatory compliance, including Securities Act of 1933 (Registration Statements) and Securities Exchange Act of 1934 (10-K, 10-Q and 8-K) securities disclosure requirements applicable to accelerated filers and small reporting companies, Regulation D offerings, national exchange listings, state securities or blue-sky laws, and other SEC compliance matters. Our attorneys have represented public companies in connection with corporate governance and fiduciary matters, securities disclosure, exchange listings, Sarbanes-Oxley compliance, board and committee representations and related issues.

The Firm distinguishes itself from many other transactional law firms by virtue of its entrepreneurial spirit and not being afraid to use its rolodex to benefit its clients with introductions to capital, service professionals and/or strategic partners when appropriate. Clients also benefit from the Firms working relationships with the regulatory agencies, including the SEC and FINRA; and listing exchanges such as the NYSE and NASDAQ.

Additionally, the Firm’s belief in its ability to drive transactions to close allows us to offer our clients an array of fee arrangements, including “flat-fees”, hybrid fixed fees as well as payment in equity in certain instances. Our clients appreciate these alternative fee arrangements as it often aligns all parties’ interests.

We understand the underlying business transaction as well as the complex regulatory framework that governs the way offerings are conducted in today's marketplace. This combination of legal and business experience gives us a unique understanding of the underlying transaction and the legal implications of structuring securities offerings.

The Firm distinguishes itself from many other transactional law firms by virtue of its entrepreneurial spirit and not being afraid to use its rolodex to benefit its clients with introductions to capital, service professionals and/or strategic partners when appropriate. Clients also benefit from the Firms working relationships with the regulatory agencies, including the SEC and FINRA; and listing exchanges such as the NYSE and NASDAQ.

Additionally, the Firm’s belief in its ability to drive transactions to close allows us to offer our clients an array of fee arrangements, including “flat-fees”, hybrid fixed fees as well as payment in equity in certain instances. Our clients appreciate these alternative fee arrangements as it often aligns all parties’ interests.

We understand the underlying business transaction as well as the complex regulatory framework that governs the way offerings are conducted in today's marketplace. This combination of legal and business experience gives us a unique understanding of the underlying transaction and the legal implications of structuring securities offerings.